Part

Incoming Firms and Third Country Firms

Chapter

Application and Definition

Printed on: 06/11/2024

Rulebook at: 01/01/2020

1

Application and Definition

1.1

Unless otherwise stated, this Part applies only to:

  1. (1) an incoming firm; or
  2. (2) a third country firm,
  3. that is:
  4. (3) a bank; or
  5. (4) a designated investment firm.
  • 05/09/2014

1.2

In this Part the following definition shall apply:

means, in relation to a firm, the plan for the resolution of the firm prepared by the authority in the jurisdiction of the firm’s head office responsible for the firm’s resolution.
  • 05/09/2014