Prudential Regulation Authority Rulebook

3.1

A firm must submit the data items it is required to complete by this Part to the PRA at the same time as the firm submits its ICAAP assessment to the PRA.

3.2

If a firm does not submit an ICAAP assessment to the PRA on an annual basis:

1. (1) a significant firm must submit the data items it is required to complete by this Part to the PRA on an annual basis;
2. (2) a firm that is not significant but that has permission from the PRA to use the Advanced Measurement Approach must submit the data items it is required to complete by rule 2.3 to the PRA on an annual basis; and
3. (3) a firm that is not significant must submit the data items it is required to complete by this Part to the PRA on a regular basis that is proportionate to the nature, scale and complexity of the firm’s activities.

3.3

Data items must be submitted to the PRA by electronic means.

3.4

When submitting the required data item, a firm must use the template for the data item set out in Chapter 4.