17
Compliance Reports
17.1
This Chapter applies only to banks.
- 01/01/2016
17.2
A firm must submit to the PRA the duly completed data items described in and in accordance with the following table, which sets out:
- (1) the applicable data items;
- (2) the applicable reporting frequencies for submission of data items; and
- (3) the applicable due dates for submission. The due dates are the last day of the periods given in the table below following the relevant reporting frequency period.
| Description of data item | Data item | Frequency | Due date |
|---|---|---|---|
| List of all overseas regulators for each legal entity in the firm’s group | No standard format | Annually | 6 months after the firm’s accounting reference date |
| Organogram showing each authorised person in the firm’s group | No standard format | Annually | 6 months after the firm’s accounting reference date |
- 01/01/2016