10
Regulated Activity Group 4
10.1
This Chapter applies only to UK designated investment firms.
- 01/01/2016
10.2
The applicable data items referred to in the table in 6.1 are set out in the table below:
| RAG 4 | |
|---|---|
| Description of data item | Applicable data items (1) |
| Volumes and type of business (1) | FSA038 |
| UCITS (2) | FSA042 |
- (1) Only applicable to firms that have a managing investments permission.
- (2) Only applicable to firms that have permission for establishing, operating or winding up a regulated collective investment scheme.
- 01/01/2016
10.3
The applicable reporting frequencies for submission of data items referred to in 10.2 are set out in the table below. Reporting frequencies are calculated from a firm's accounting reference date, unless indicated otherwise.
| RAG 4 | |
|---|---|
| Data item | Reporting frequency |
| FSA038 | Half yearly |
| FSA042 | Quarterly |
- 01/01/2016
10.4
The applicable due dates for submission referred to in the table in 6.1 are set out in the table below. The due dates are the last day of the periods given in the table below following the relevant reporting frequency period set out in 10.3, unless indicated otherwise.
| RAG 4 | ||||||
|---|---|---|---|---|---|---|
| Data item | Daily | Weekly | Monthly | Quarterly | Half yearly | Annually |
| FSA038 | - | - | - | - | 30 business days | - |
| FSA042 | - | - | - | 20 business days | - | - |
- 14/12/2016