Part

Large Non-Solvency II Firms – Senior Managers Regime – Applications and Notifications

Chapter

Application to Vary a Conditional Approval

Printed on: 06/11/2024

Rulebook at: 10/12/2018

4A

Application to Vary a Conditional Approval

4A.1

The PRA directs that a firm making an application to the PRA under section 63ZA of FSMA (for the variation of a conditional approval) must do so by submitting

  1. (1) Form I; and
  2. (2) a statement of responsibilities form for the PRA approved person concerned.
  • 10/12/2018

4A.2

A firm withdrawing an application made under section 63ZA of FSMA (Variation of senior manager’s approval at request of relevant authorised person) must do so using Form B.

  • 10/12/2018