9

Funding Diversification and Market Access

9.1

A firm must ensure that it has access to funding which is adequately diversified, both as to source and tenor.

9.2

A firm must develop methodologies for the identification, measurement, management and monitoring of funding positions. Those methodologies must include the current and projected material cash-flows in and arising from assets, liabilities, off-balance-sheet items, including contingent liabilities and the possible impact of reputational risk.

[Note: Art. 86(4) of the CRD]