2
Scope of Conduct Standards
2.1
If you are a natural person subject to this Part, you must comply at all times with all of the conduct standards.
- 07/03/2016
2.2
A firm must require:
- (1) any person performing a key function to observe the conduct standards specified in 3.1 – 3.3;
- (2) any key function holder (other than a notified non-executive director and an authorised UK representative) to observe the conduct standards specified in 3.4 – 3.8, in addition to complying with (1); and
- (3) any notified non-executive director to observe the conduct standards specified in 3.7 and 3.8, in addition to complying with (1).
- 07/03/2016