1
Application
1.1
Unless otherwise stated, this Part applies to:
- (1) a UK Solvency II firm;
- (2) in accordance with Insurance General Application 3, the Society, as modified by 4;
- (3) in accordance with Insurance General Application 3, managing agents, as modified by 4;
- (4) a third country branch undertaking (other than a Swiss general insurer);
- (5) a UK ISPV; and
- (6) in relation to any of the foregoing firms, any person who is a Conduct Rules non-executive director or who is approved under section 59 of FSMA by either:
- (a) the PRA; or
- (b) the FCA, in relation to a relevant senior management function.
- 03/07/2017