Prudential Regulation Authority Rulebook

7D.1

The firm shall immediately notify the PRA in writing of any change to the intended date of issue, type of investors, type of own funds instrument or any other feature of the capital instrument to that previously notified to the PRA under 7A to 7B.

7D.2

The firm shall on, or immediately after, the date of issuance or the date of amendment or other variation, as applicable provide the PRA with a copy of the final terms and conditions, a copy of the final legal opinion referred to in 7A.2(3) and 7B.2(3) and if applicable the final accounting opinion referred to in 7B.2(4).

7D.3

1. (1) The Pre/Post Issuance Notification (PIN) Form can be found here.
2. (2) The CET1 Compliance Template can be found here.
3. (3) Where in compliance with this chapter a CRR consolidation entity provides the PRA with a notification or other information a firm shall not be required to provide the same notification or information on an individual basis.