Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

Conduct of business obligations (COBS Conduct of Business Sourcebook)

Legal Instruments that change this Chapter Conduct of business obligations

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Legal Instruments

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FSA2008/59 - Conduct of Business Sourcebook (Record Keeping for Inducements) Instrument 2008

Effective: 06/11/2008

FSA2008/35 - Disclosure Documents (Amendment) Instrument 2008

Effective: 06/08/2008

FSA2008/1 - Handbook Administration (No 8) Instrument 2008

Effective: 06/02/2008

2012/12 - Fees Provisions (2012/2013) Instrument 2012

Effective: 31/12/2012

2011/39 - UCITS IV Directive Instrument 2011

Effective: 01/07/2011

2010/57 - Conduct of Business Sourcebook (Stewardship Code) Instrument 2010

Effective: 06/12/2010

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