Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

Operational risk: systems and controls for insurers (SYSC Senior Management Arrangements, Systems and Controls sourcebook)

Legal Instruments that change this Chapter Operational risk: systems and controls for insurers

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Published: 20/11/2015

Effective: 01/01/2016

Operational risk: systems and controls for insurers

Policy Statement

PS26/15 - "The prudential regime, and implementation of the Senior Insurance Managers Regime, for non-Solvency II firms"

Published: 02/04/2015

Effective: 02/04/2015

Operational risk: systems and controls

Policy Statement

PS7/15 - The PRA Rulebook: Part 2

Published: 25/03/2013

Effective: 01/04/2013

Operational risk: systems and controls

Policy Statement

- Legal Cutover

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Legal Instruments

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PRA2015/87 - Handbook (Solvency II Rulebook Consequentials) Instrument 2015

Effective: 01/01/2016

Policy Statement

PRA2015/45 - Handbook (Rulebook Consequentials No. 2) Instrument 2015

Effective: 02/04/2015

Policy Statement

PRA 2013/5 - Financial Conduct Authority and Prudential Regulation Authority Handbook Designation (Particular Modifications) Instrument 2013

Effective: 01/04/2013

Policy Statement

FSA2008/40 - Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

Effective: 01/04/2009

2007/58 - MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

Effective: 01/11/2007

2006/50 - Senior Management Arrangements, Systems and Controls (Markets in Financial Instruments and Capital Requirements Directives) Instrument 2006

Effective: 31/12/2006

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