-
-
(1) in relation to an EEA firm (in accordance with Schedule 3 paragraph 13(4) and 14(4) to the Act), whichever of the FCA or PRA is the competent authority for the purposes of the relevant Single Market Directive; (2) in relation to a UK firm (in accordance with Schedule 3 paragraph 18A to the Act),(a) the PRA, where the firm is a PRA-authorised person; and(b) in any other case, the FCA.(3) in relation to a Treaty firm (in accordance with section 35(2A) of the Act),(a) in the case of a PRA-authorised person, the PRA; and(b) in any other case, the FCA.
-
(in COLL) a person who complies with the requirements of COLL 5.6.18 R (7) (Investment in property)or COLL 8.4.11 R (4) (Investment in property) .
-
(1) (in relation to a position treated under BIPRU 7.6 (Option PRR)) the percentage figure applicable to that position under the table in BIPRU 7.6.8 R (Appropriate Position Risk Adjustment);(2) (for any other purpose and in relation to a position) the position risk adjustment applicable to that position under BIPRU 7 (Market risk).
-
(in COBS) information about charges which is calculated and presented in accordance with the charges rules in COBS 13.4.1 R and COBS 13 Annexes 3 or 4.
-
an actuary appointed under SUP 4.4.1 R (Appointment of an appropriate actuary).