Glossary

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the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001 (SI 2001/1217).
- 01/12/2004
- Legal Instruments that change this definition Appointed Representatives Regulations
(in accordance with section 39 of the Act (other than an authorised person) who:
(a) is a party to a contract with an authorised person (his principal) which:
(i) permits or requires him to carry on business of a description prescribed in the Appointed Representatives Regulations; and
(ii) complies with such requirements as are prescribed in those Regulations; and
(b) is someone for whose activities in carrying on the whole or part of that business his principal has accepted responsibility in writing;
and who is therefore an exempt person in relation to any regulated activity comprised in the carrying on of that business for which his principal has accepted responsibility.
- 01/12/2004
- Legal Instruments that change this definition appointed representative
an actuary appointed under SUP 4.3.1 R (Appointment by firms).
- 01/12/2004
- Legal Instruments that change this definition appointed actuary
controlled function CF12 in the table of controlled functions, described more fully in SUP 10.7.17 R.
- 01/12/2004
- Legal Instruments that change this definition appointed actuary function

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